Exploring FCA Assessing Suitability Review II

In this webinar, Martin Lines from Just and Paul Boston are joined by financial services technical and regulatory expert, Rory Percival. Together they explore the FCA’s motives and objectives regarding the second Assessing Suitability Review due in the Autumn, as well as provide insight to help with reviews of internal advice processes.

Exploring FCA Assessing Suitability Review II

4 May 2020

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News

Novia launches biometric verification for client documentation

9 July 2020

Novia is today pleased to announce a partnership with award winning technology firm Credas to launch secure biometric verification on client documents.  This technology, used to verify that a document…

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Insights

Guest Spot: Assessing Suitability – Times are changing for retirement advice

27 July 2020

The six key themes of the FCA’s ‘Assessing Suitability Review II’ on how retirement income advice is being delivered – times are changing for retirement advice.

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In the Media

Novia Global launches portfolio and fund management platform

15 May 2020

Novia Global has announced the launch of a service designed to support international advisers and trust companies in building and managing portfolios for their clients.

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Videos

Reframing the narrative: “Do good, do well”

12 June 2020

Presented by Canaccord Genuity & Novia Financial Canaccord’s investment director and head of ESG investing Patrick Thomas looks at the evolution of sustainable investing, problems with existing approaches and why…